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SEC Rule 10b-5
Results: 780

#	Item
121	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]January 23, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-23 15:30:52 SEC Rule 10b-5 Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government Financial economics United States securities law 73rd United States Congress United States Securities and Exchange Commission
122	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 26, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-26 17:39:27 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act United States Securities Act SEC Rule 10b-5 Investment Advisers Act Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
123	INITIAL DECISION RELEASE NO. 737 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-16 16:52:18 Government U.S. Securities and Exchange Commission Securities Exchange Act Investment Company Act Investment Advisers Act Financial Industry Regulatory Authority Securities regulation in the United States Securities and Exchange Commission SEC Rule 10b-5 United States securities law Financial regulation Financial economics
124	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 21, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-21 16:13:56 Securities Exchange Act SEC Rule 10b-5 Securities regulation in the United States Securities and Exchange Commission Government Financial regulation Financial economics United States securities law 73rd United States Congress United States Securities and Exchange Commission
125	INITIAL DECISION RELEASE NO. 739 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-22 12:14:43 Finance SEC Rule 10b-5 U.S. Securities and Exchange Commission Scienter Jefferies & Company Securities Act Securities Exchange Act Securities and Exchange Commission Securities fraud United States securities law Law Financial economics
126	Microsoft Word - 13-1837_opn Add to Reading List Source URL: www.courthousenews.com Language: English - Date: 2014-12-10 16:57:57 Stock market Economics Insider trading United States securities law SEC Rule 10b-5 Fiduciary Securities fraud Principal Law Corruption Business
127	FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT OREGON PUBLIC EMPLOYEES RETIREMENT FUND; AMALGAMATED Add to Reading List Source URL: www.courthousenews.com Language: English - Date: 2014-12-16 15:45:58 Private Securities Litigation Reform Act Dura Pharmaceuticals Inc. v. Broudo Basic Inc. v. Levinson SEC Rule 10b-5 Federal Rules of Civil Procedure Class action Pleading Scienter Grant & Eisenhofer P.A. Law United States securities law Civil procedure
128	Personal Securities and Insider Trading Policy Add to Reading List Source URL: www.amwater.com Language: English - Date: 2015-01-22 16:04:19 Corruption Economics 73rd United States Congress United States Securities and Exchange Commission Insider trading Securities Act SEC Rule 10b-5 Form 144 SEC Rule 10b5-1 United States securities law Financial regulation Financial system
129	Oregon Public Employees Retirement Fund, et al. v. Apollo Group, Inc., et al. 10-CV[removed]Appeal from the United States District Court for the District of Arizona James A. Teilborg, District Judge, Presiding Add to Reading List Source URL: securities.stanford.edu Language: English - Date: 2014-12-18 17:34:31 Private Securities Litigation Reform Act Dura Pharmaceuticals Inc. v. Broudo SEC Rule 10b-5 Basic Inc. v. Levinson Federal Rules of Civil Procedure Class action Pleading Scienter Grant & Eisenhofer P.A. Law United States securities law Civil procedure
130	Microsoft Word - 13-1837_opn Add to Reading List Source URL: www.ca2.uscourts.gov Language: English - Date: 2014-12-10 10:02:26 Stock market Economics Insider trading United States securities law SEC Rule 10b-5 Fiduciary Securities fraud Principal Law Corruption Business

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